Search Results - L3
Certificates of deposit (CDs) in CD Basics
trading/fixed_income/certificates_of_deposit.html
The issuer of a CD pays interest and principal to the depositor at maturity of the CD. Investors can liquidate a CD on the secondary market before maturity.
Certificates of deposit (CDs) in Placing an Order
trading/fixed_income/certificates_of_deposit.html
The issuer of a CD pays interest and principal to the depositor at maturity of the CD. Investors can liquidate a CD on the secondary market before maturity.
Certificates of deposit (CDs) in Tax Reporting and Compliance
trading/fixed_income/certificates_of_deposit/disclosures.html
...disclosure must be read to purchasers of all CDs: ...You are purchasing a brokered CD that is not issued by Fidelity Investments. Fidelity makes no judgement as to creditworthiness of the CD issuer, nor does ...
Brokered CDs vs. Bank CDs
Brokered CDs are issued by institutions solely for distribution through broker-dealers for the convenience of their customers. Local ...
Canceling and replacing a secondary CD order
When a customer requests to cancel an order, ask whether he or she wants to cancel and replace the order or attempt a straight cancel ...
Alternative Investments: Basics
Trading/Securities/Alternative_Investments/basics.html
Unlike tradational asset types such as equity and fixed income, alternative investments are less standardized in transaction processing, assets servicing, asset valuation, and customer statement reporting.
Equities: Placing an Order
Trading/Securities/Equities/Pacing_an_order.html
Note: Fidelity allows entry of limit and stop prices that are 50% away from the current market price.
Preferred Securities: Basics
Trading/Securities/Preferred_Securities/Basics.html
! Important: The preferred securities within the Preferred Security on Fidelity.com are limited to securities with a fixed or stepped coupon rate. The Preferred Security Screener does not ...
Alternative Investments: Processing Alternative Investments
Trading/Securities/Alternative_Investments/Processing_Alternative_investments.html
The customer must have a minimum of $1 million in personal PI household assets detailed on the FocusPoint Accounts panel at the time he or she initiates the request for either a purchase of asset review
Equities: Key Trading Restrictions
Trading/Securities/Alternative_Investments/basics.html
Note: All limit orders on equities are assumed to be Or better. While Or Better orders are not canceled by the Trading Desk, representatives must not use the Or Better designation.
Alternative Investments: Quick Facts
Trading/Securities/Alternative_Investments/quick_facts.html
Determine whether you exceed the limit on FDIC insurance. Any brokered CDs sold before maturity are subject to market conditions...Although this CD offers FDIC insurance coverage, the amount you have chosen ...
Alternative Investments quick facts
trading/securities/alternative_investments/quick_facts.html
!Important: Investors should consult a tax advisor before completing any transaction involving alternative investments. Fidelity is not responsible for determining the appropriateness or suitability of the ...
Processing Alternative Investments
trading/securities/alternative_investments/processing.html
The customer must have a minimum of $1 million in personal PI household assets detailed on the FocusPoint Accounts panel at the time he or she initiates the request for either a purchase or ...
Purchasing Alternative Investments
trading/securities/alternative_investments/purchasing.html
Important Before assisting a customer with an alternative investments purchase, representatives must contact the Alternative Investments Department to determine whether the asset is approved ...
trading/securities/alternative_investments/transferring.html
Follow these instructions to transfer alternative investments to Fidelity. See Types of alternative investments for information about alternative investments that are supported by FBS and those that are ...
NFS Alternative Investment Department
trading/securities/alternative_investments/NFS.html
... asset types such as equity and fixed income, alternative investments are less standardized in transaction processing, asset servicing, asset valuation, and customer statement reporting. The ...